Regulation S-P Compliance
in 15 Minutes
Generate every required SEC policy document for your RIA. Incident response, vendor oversight, breach notification, and recordkeeping. All tailored to your firm.
The Problem Is Bigger Than You Think
The SEC's amended Regulation S-P requires written policies most small firms don't have. The deadline is approaching fast, and the stakes are real.
Three Steps to Compliance
No compliance background needed. No consultants to hire. Just answer questions about your firm and we handle the rest.
Answer Questions
Tell us about your firm: custodians, data types, service providers, and key personnel. Takes about 5 minutes.
AI Generates Policies
Our AI analyzes your firm profile and generates all four required SEC Regulation S-P policy documents, tailored to your specifics.
Download & Implement
Download professionally branded PDFs ready for SEC examination. Review, sign, and implement. You are compliant.
Four Documents. Full Compliance.
Every document required under the amended SEC Regulation S-P, generated specifically for your firm and formatted for examination.
Incident Response Program
Comprehensive program for detecting, responding to, and recovering from security incidents affecting customer data.
Service Provider Oversight Policies
Policies for evaluating, monitoring, and managing third-party service providers who access customer information.
Breach Notification Templates
Ready-to-use templates for notifying affected customers, the SEC, and service providers within required timeframes.
Recordkeeping Procedures
Procedures for maintaining, storing, and retaining all records related to your privacy and security program.
All documents reference 17 CFR Part 248, SEC Release No. 34-100155, and align with NIST Cybersecurity Framework guidance.
One Price. No Surprises.
Traditional compliance consultants charge $3,000 to $15,000 for the same documents. RegShield delivers them in minutes for a fraction of the cost.
Complete Compliance Kit
That's less than 2% of typical consultant fees
Secure payment via Stripe. No subscription required.
Common Questions
The Deadline Won't Wait.
June 3, 2026 is coming whether you are prepared or not. Get your SEC Regulation S-P compliance documents today.
Get Compliant Now